UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Schedule
13D
Under the Securities Exchange Act of 1934
(Amendment No. 1)*
Information to be Included in Statements Filed Pursuant to Rule 13d-1(a) and Amendments Thereto Filed Pursuant to Rule 13d-2(a)
Exceed Company Ltd.
(Name of Issuer)
Ordinary Shares, $0.0001 par value
(Title of Class of Securities)
G32335
(CUSIP Number)
Shuipan Lin Shuli Chen Tiancheng Int'l Investment Group Limited No. 103, Qiancanggong Road, Huatingkou Village Chendai Town, Jinjiang City Fujian Province, P.R.China +(86) 595 3630 6888 |
Victory Summit Investments Limited New Horizon Capital Partners III, Ltd. New Horizon Capital Partners, Ltd. New Horizon Capital III, L.P. New Horizon Capital, L.P. Windtech Holdings Limited Wisetech Holdings Limited PO Box 314, 3rd Floor, 18 Fort Street George Town, Grand Cayman KY1-1104, Cayman Islands +(345) 749 8630
|
Jinlei Shi RichWise International Investment Group Limited Room 4101, Landmark, 4028 Jintian Road Futian District Shenzhen, P.R.China +(86) 755 8283 9998
|
Weixin Zhuang HK Haima Group Limited Room 18 Unit A 14/F, Shun On Commercial Building 112-114 Des Voeux Road Central Hong Kong +(852) 8131 2057
|
Dongdong Ding No. 109, Qiancanggong Road, Huatingkou Village Chendai Town, Jinjiang City Fujian Province, People's Republic of China +(86) 595 3630 6888 |
Zenghong Liu Eagle Rise Investments Limited Room 2303, No. 12 Building 6 Dingtaifenghua, Qianhai Road Nanshan District Shenzhen, P.R.China +(86) 755 8283 9998
|
With a copy to:
Peter X. Huang Skadden, Arps, Slate, Meagher & Flom LLP 30th Floor, China World Office 2 No. 1, Jianguomenwai Avenue Beijing 100004, People’s Republic of China +(86) 10 6535-5599 |
(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)
February 25, 2014
(Date of Event Which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. [_]
Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See §240.13d-7 for other parties to whom copies are to be sent.
* | The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. |
The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
Page 2 of 28 |
CUSIP No. |
G32335 |
1. |
NAME OF REPORTING PERSON:
Shuipan Lin
| ||
2. |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [_]
| ||
3. |
SEC USE ONLY
| ||
4. |
SOURCE OF FUNDS
PF
| ||
5. | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e): [_] | ||
6. |
CITIZENSHIP OR PLACE OF ORGANIZATION
People’s Republic of China
| ||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
7. |
SOLE VOTING POWER
12,822,986
| |
8. |
SHARED VOTING POWER
2,037,053
| ||
9. |
SOLE DISPOSITIVE POWER
12,822,986 | ||
10. |
SHARED DISPOSITIVE POWER
2,037,053
| ||
11. |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
14,860,039 (1) (2)
| ||
12. |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
T
| ||
13. |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
44.0% (3) | ||
14. |
TYPE OF REPORTING PERSON
IN
| ||
(1) The Reporting Persons could be deemed to be part of a “group” (as discussed in Item 2 of this Schedule 13D) with certain other beneficial owners of the Company’s Common Stock who collectively own 22,143,530 shares of Common Stock.
(2) Includes the 2,037,053 Ordinary Shares beneficially owned by Shuli Chen.
(3) Percentage calculated based on 33,736,313 Ordinary Shares outstanding as of February 25, 2014 as provided by the Company.
Page 3 of 28 |
CUSIP No. |
G32335 |
1. |
NAME OF REPORTING PERSON:
Tiancheng Int'l Investment Group Limited
| ||
2. |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [_]
| ||
3. |
SEC USE ONLY
| ||
4. |
SOURCE OF FUNDS
OO
| ||
5. | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e): [_] | ||
6. |
CITIZENSHIP OR PLACE OF ORGANIZATION
Hong Kong
| ||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
7. |
SOLE VOTING POWER
0
| |
8. |
SHARED VOTING POWER
2,037,053
| ||
9. |
SOLE DISPOSITIVE POWER
0 | ||
10. |
SHARED DISPOSITIVE POWER
2,037,053
| ||
11. |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,037,053 (1)
| ||
12. |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
T
| ||
13. |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
6.0% (2) | ||
14. |
TYPE OF REPORTING PERSON
CO
| ||
(1) The Reporting Persons could be deemed to be part of a “group” (as discussed in Item 2 of this Schedule 13D) with certain other beneficial owners of the Company’s Common Stock who collectively own 22,143,530 shares of Common Stock.
(2) Percentage calculated based on 33,736,313 Ordinary Shares outstanding as of February 25, 2014 as provided by the Company.
Page 4 of 28 |
CUSIP No. |
G32335 |
1. |
NAME OF REPORTING PERSON:
Shuli Chen
| ||
2. |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [_]
| ||
3. |
SEC USE ONLY
| ||
4. |
SOURCE OF FUNDS
PF
| ||
5. | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e): [_] | ||
6. |
CITIZENSHIP OR PLACE OF ORGANIZATION
People’s Republic of China
| ||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
7. |
SOLE VOTING POWER
0
| |
8. |
SHARED VOTING POWER
2,037,053
| ||
9. |
SOLE DISPOSITIVE POWER
0 | ||
10. |
SHARED DISPOSITIVE POWER
2,037,053
| ||
11. |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,037,053 (1)
| ||
12. |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
T
| ||
13. |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
6.2% (2) | ||
14. |
TYPE OF REPORTING PERSON
IN
| ||
(1) The Reporting Persons could be deemed to be part of a “group” (as discussed in Item 2 of this Schedule 13D) with certain other beneficial owners of the Company’s Common Stock who collectively own 22,143,530 shares of Common Stock.
(2) Percentage calculated based on 33,736,313 Ordinary Shares outstanding as of February 25, 2014 as provided by the Company.
Page 5 of 28 |
CUSIP No. |
G32335 |
1. |
NAME OF REPORTING PERSON:
RichWise International Investment Group Limited
| ||
2. |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [_]
| ||
3. |
SEC USE ONLY
| ||
4. |
SOURCE OF FUNDS
OO
| ||
5. | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e): [_] | ||
6. |
CITIZENSHIP OR PLACE OF ORGANIZATION
British Virgin Islands
| ||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
7. |
SOLE VOTING POWER
0
| |
8. |
SHARED VOTING POWER
1,907,180
| ||
9. |
SOLE DISPOSITIVE POWER
0 | ||
10. |
SHARED DISPOSITIVE POWER
1,907,180
| ||
11. |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,907,180 (1)
| ||
12. |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
T
| ||
13. |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
5.7% (2) | ||
14. |
TYPE OF REPORTING PERSON
CO
| ||
(1) The Reporting Persons could be deemed to be part of a “group” (as discussed in Item 2 of this Schedule 13D) with certain other beneficial owners of the Company’s Common Stock who collectively own 22,143,530 shares of Common Stock.
(2) Percentage calculated based on 33,736,313 Ordinary Shares outstanding as of February 25, 2014 as provided by the Company.
Page 6 of 28 |
CUSIP No. |
G32335 |
1. |
NAME OF REPORTING PERSON:
Jinlei Shi
| ||
2. |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [_]
| ||
3. |
SEC USE ONLY
| ||
4. |
SOURCE OF FUNDS
PF
| ||
5. | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e): [_] | ||
6. |
CITIZENSHIP OR PLACE OF ORGANIZATION
People’s Republic of China
| ||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
7. |
SOLE VOTING POWER
0
| |
8. |
SHARED VOTING POWER
1,907,180
| ||
9. |
SOLE DISPOSITIVE POWER
0 | ||
10. |
SHARED DISPOSITIVE POWER
1,907,180
| ||
11. |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,907,180 (1)
| ||
12. |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
T
| ||
13. |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
5.7% (2) | ||
14. |
TYPE OF REPORTING PERSON
IN
| ||
(1) The Reporting Persons could be deemed to be part of a “group” (as discussed in Item 2 of this Schedule 13D) with certain other beneficial owners of the Company’s Common Stock who collectively own 22,143,530 shares of Common Stock.
(2) Percentage calculated based on 33,736,313 Ordinary Shares outstanding as of February 25, 2014 as provided by the Company.
Page 7 of 28 |
CUSIP No. |
G32335 |
1. |
NAME OF REPORTING PERSON:
Windtech Holdings Limited
| ||
2. |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [_]
| ||
3. |
SEC USE ONLY
| ||
4. |
SOURCE OF FUNDS
WC
| ||
5. | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e): [_] | ||
6. |
CITIZENSHIP OR PLACE OF ORGANIZATION
British Virgin Islands
| ||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
7. |
SOLE VOTING POWER
0
| |
8. |
SHARED VOTING POWER
2,374,670
| ||
9. |
SOLE DISPOSITIVE POWER
0 | ||
10. |
SHARED DISPOSITIVE POWER
2,374,670
| ||
11. |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,374,670 (1)
| ||
12. |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
T
| ||
13. |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
7.0% (2) | ||
14. |
TYPE OF REPORTING PERSON
CO
| ||
(1) The Reporting Persons could be deemed to be part of a “group” (as discussed in Item 2 of this Schedule 13D) with certain other beneficial owners of the Company’s Common Stock who collectively own 22,143,530 shares of Common Stock.
(2) Percentage calculated based on 33,736,313 Ordinary Shares outstanding as of February 25, 2014 as provided by the Company.
Page 8 of 28 |
CUSIP No. |
G32335 |
1. |
NAME OF REPORTING PERSON:
New Horizon Capital III, L.P.
| ||
2. |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [_]
| ||
3. |
SEC USE ONLY
| ||
4. |
SOURCE OF FUNDS
WC
| ||
5. | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e): [_] | ||
6. |
CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands
| ||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
7. |
SOLE VOTING POWER
0
| |
8. |
SHARED VOTING POWER
2,374,670
| ||
9. |
SOLE DISPOSITIVE POWER
0 | ||
10. |
SHARED DISPOSITIVE POWER
2,374,670
| ||
11. |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,374,670 (1)
| ||
12. |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
T
| ||
13. |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
7.0% (2) | ||
14. |
TYPE OF REPORTING PERSON
PN
| ||
(1) The Reporting Persons could be deemed to be part of a “group” (as discussed in Item 2 of this Schedule 13D) with certain other beneficial owners of the Company’s Common Stock who collectively own 22,143,530 shares of Common Stock.
(2) Percentage calculated based on 33,736,313 Ordinary Shares outstanding as of February 25, 2014 as provided by the Company.
Page 9 of 28 |
CUSIP No. |
G32335 |
1. |
NAME OF REPORTING PERSON:
New Horizon Capital Partners III, Ltd.
| ||
2. |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [_]
| ||
3. |
SEC USE ONLY
| ||
4. |
SOURCE OF FUNDS
WC
| ||
5. | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e): [_] | ||
6. |
CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands
| ||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
7. |
SOLE VOTING POWER
0
| |
8. |
SHARED VOTING POWER
2,374,670
| ||
9. |
SOLE DISPOSITIVE POWER
0 | ||
10. |
SHARED DISPOSITIVE POWER
2,374,670
| ||
11. |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,374,670 (1)
| ||
12. |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
T
| ||
13. |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
7.0% (2) | ||
14. |
TYPE OF REPORTING PERSON
CO
| ||
(1) The Reporting Persons could be deemed to be part of a “group” (as discussed in Item 2 of this Schedule 13D) with certain other beneficial owners of the Company’s Common Stock who collectively own 22,143,530 shares of Common Stock.
(2) Percentage calculated based on 33,736,313 Ordinary Shares outstanding as of February 25, 2014 as provided by the Company.
Page 10 of 28 |
CUSIP No. |
G32335 |
1. |
NAME OF REPORTING PERSON:
Wisetech Holdings Limited
| ||
2. |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [_]
| ||
3. |
SEC USE ONLY
| ||
4. |
SOURCE OF FUNDS
WC
| ||
5. | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e): [_] | ||
6. |
CITIZENSHIP OR PLACE OF ORGANIZATION
British Virgin Islands
| ||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
7. |
SOLE VOTING POWER
0
| |
8. |
SHARED VOTING POWER
1,583,114
| ||
9. |
SOLE DISPOSITIVE POWER
0 | ||
10. |
SHARED DISPOSITIVE POWER
1,583,114
| ||
11. |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,583,114 (1)
| ||
12. |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
T
| ||
13. |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
4.7% (2) | ||
14. |
TYPE OF REPORTING PERSON
CO
| ||
(1) The Reporting Persons could be deemed to be part of a “group” (as discussed in Item 2 of this Schedule 13D) with certain other beneficial owners of the Company’s Common Stock who collectively own 22,143,530 shares of Common Stock.
(2) Percentage calculated based on 33,736,313 Ordinary Shares outstanding as of February 25, 2014 as provided by the Company.
Page 11 of 28 |
CUSIP No. |
G32335 |
1. |
NAME OF REPORTING PERSON:
New Horizon Capital, L.P.
| ||
2. |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [_]
| ||
3. |
SEC USE ONLY
| ||
4. |
SOURCE OF FUNDS
WC
| ||
5. | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e): [_] | ||
6. |
CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands
| ||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
7. |
SOLE VOTING POWER
0
| |
8. |
SHARED VOTING POWER
1,583,114
| ||
9. |
SOLE DISPOSITIVE POWER
0 | ||
10. |
SHARED DISPOSITIVE POWER
1,583,114
| ||
11. |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,583,114 (1)
| ||
12. |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
T | ||
13. |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
4.7% (2) | ||
14. |
TYPE OF REPORTING PERSON
PN
| ||
(1) The Reporting Persons could be deemed to be part of a “group” (as discussed in Item 2 of this Schedule 13D) with certain other beneficial owners of the Company’s Common Stock who collectively own 22,143,530 shares of Common Stock.
(2) Percentage calculated based on 33,736,313 Ordinary Shares outstanding as of February 25, 2014 as provided by the Company.
Page 12 of 28 |
CUSIP No. |
G32335 |
1. |
NAME OF REPORTING PERSON:
New Horizon Capital Partners, Ltd.
| ||
2. |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [_]
| ||
3. |
SEC USE ONLY
| ||
4. |
SOURCE OF FUNDS
WC
| ||
5. | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e): [_] | ||
6. |
CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands
| ||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
7. |
SOLE VOTING POWER
0
| |
8. |
SHARED VOTING POWER
1,583,114
| ||
9. |
SOLE DISPOSITIVE POWER
0 | ||
10. |
SHARED DISPOSITIVE POWER
1,583,114
| ||
11. |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,583,114 (1)
| ||
12. |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
T
| ||
13. |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
4.7% (2) | ||
14. |
TYPE OF REPORTING PERSON
CO
| ||
(1) The Reporting Persons could be deemed to be part of a “group” (as discussed in Item 2 of this Schedule 13D) with certain other beneficial owners of the Company’s Common Stock who collectively own 22,143,530 shares of Common Stock.
(2) Percentage calculated based on 33,736,313 Ordinary Shares outstanding as of February 25, 2014 as provided by the Company.
Page 13 of 28 |
CUSIP No. |
G32335 |
1. |
NAME OF REPORTING PERSON:
Victory Summit Investments Limited
| ||
2. |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [_]
| ||
3. |
SEC USE ONLY
| ||
4. |
SOURCE OF FUNDS
WC
| ||
5. | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e): [_] | ||
6. |
CITIZENSHIP OR PLACE OF ORGANIZATION
British Virgin Islands
| ||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
7. |
SOLE VOTING POWER
0
| |
8. |
SHARED VOTING POWER
3,957,784
| ||
9. |
SOLE DISPOSITIVE POWER
0 | ||
10. |
SHARED DISPOSITIVE POWER
3,957,784
| ||
11. |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
3,957,784 (1)
| ||
12. |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
T
| ||
13. |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
11.7% (2) | ||
14. |
TYPE OF REPORTING PERSON
CO
| ||
(1) The Reporting Persons could be deemed to be part of a “group” (as discussed in Item 2 of this Schedule 13D) with certain other beneficial owners of the Company’s Common Stock who collectively own 22,143,530 shares of Common Stock.
(2) Percentage calculated based on 33,736,313 Ordinary Shares outstanding as of February 25, 2014 as provided by the Company.
Page 14 of 28 |
CUSIP No. |
G32335 |
1. |
NAME OF REPORTING PERSON:
HK Haima Group Limited
| ||
2. |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [_]
| ||
3. |
SEC USE ONLY
| ||
4. |
SOURCE OF FUNDS
OO
| ||
5. | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e): [_] | ||
6. |
CITIZENSHIP OR PLACE OF ORGANIZATION
Hong Kong
| ||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
7. |
SOLE VOTING POWER
0
| |
8. |
SHARED VOTING POWER
1,018,527
| ||
9. |
SOLE DISPOSITIVE POWER
0 | ||
10. |
SHARED DISPOSITIVE POWER
1,018,527
| ||
11. |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,018,527 (1)
| ||
12. |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
T
| ||
13. |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
3.0% (2) | ||
14. |
TYPE OF REPORTING PERSON
CO
| ||
(1) The Reporting Persons could be deemed to be part of a “group” (as discussed in Item 2 of this Schedule 13D) with certain other beneficial owners of the Company’s Common Stock who collectively own 22,143,530 shares of Common Stock.
(2) Percentage calculated based on 33,736,313 Ordinary Shares outstanding as of February 25, 2014 as provided by the Company.
Page 15 of 28 |
CUSIP No. |
G32335 |
1. |
NAME OF REPORTING PERSON:
Weixin Zhuang
| ||
2. |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [_]
| ||
3. |
SEC USE ONLY
| ||
4. |
SOURCE OF FUNDS
PF
| ||
5. | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e): [_] | ||
6. |
CITIZENSHIP OR PLACE OF ORGANIZATION
Hong Kong
| ||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
7. |
SOLE VOTING POWER
0
| |
8. |
SHARED VOTING POWER
1,018,527
| ||
9. |
SOLE DISPOSITIVE POWER
0 | ||
10. |
SHARED DISPOSITIVE POWER
1,018,527
| ||
11. |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,018,527 (1)
| ||
12. |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
T
| ||
13. |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
3.0% (2) | ||
14. |
TYPE OF REPORTING PERSON
IN
| ||
(1) The Reporting Persons could be deemed to be part of a “group” (as discussed in Item 2 of this Schedule 13D) with certain other beneficial owners of the Company’s Common Stock who collectively own 22,143,530 shares of Common Stock.
(2) Percentage calculated based on 33,736,313 Ordinary Shares outstanding as of February 25, 2014 as provided by the Company.
Page 16 of 28 |
CUSIP No. |
G32335 |
1. |
NAME OF REPORTING PERSON:
Dongdong Ding
| ||
2. |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [_]
| ||
3. |
SEC USE ONLY
| ||
4. |
SOURCE OF FUNDS
PF
| ||
5. | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e): [_] | ||
6. |
CITIZENSHIP OR PLACE OF ORGANIZATION
China
| ||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
7. |
SOLE VOTING POWER
100,000
| |
8. |
SHARED VOTING POWER
0
| ||
9. |
SOLE DISPOSITIVE POWER
100,000 | ||
10. |
SHARED DISPOSITIVE POWER
0
| ||
11. |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
100,000 (1)
| ||
12. |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
T
| ||
13. |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.3% (2) | ||
14. |
TYPE OF REPORTING PERSON
IN
| ||
(1) The Reporting Persons could be deemed to be part of a “group” (as discussed in Item 2 of this Schedule 13D) with certain other beneficial owners of the Company’s Common Stock who collectively own 22,143,530 shares of Common Stock.
(2) Percentage calculated based on 33,736,313 Ordinary Shares outstanding as of February 25, 2014 as provided by the Company.
Page 17 of 28 |
CUSIP No. |
G32335 |
1. |
NAME OF REPORTING PERSON:
Eagle Rise Investments Limited
| ||
2. |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [_]
| ||
3. |
SEC USE ONLY
| ||
4. |
SOURCE OF FUNDS
OO
| ||
5. | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e): [_] | ||
6. |
CITIZENSHIP OR PLACE OF ORGANIZATION
British Virgin Islands
| ||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
7. |
SOLE VOTING POWER
0
| |
8. |
SHARED VOTING POWER
300,000
| ||
9. |
SOLE DISPOSITIVE POWER
0 | ||
10. |
SHARED DISPOSITIVE POWER
300,000
| ||
11. |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
300,000 (1)
| ||
12. |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
T
| ||
13. |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.9% (2) | ||
14. |
TYPE OF REPORTING PERSON
CO
| ||
(1) The Reporting Persons could be deemed to be part of a “group” (as discussed in Item 2 of this Schedule 13D) with certain other beneficial owners of the Company’s Common Stock who collectively own 22,143,530 shares of Common Stock.
(2) Percentage calculated based on 33,736,313 Ordinary Shares outstanding as of February 25, 2014 as provided by the Company.
Page 18 of 28 |
CUSIP No. |
G32335 |
1. |
NAME OF REPORTING PERSON:
Zenghong Liu
| ||
2. |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [_]
| ||
3. |
SEC USE ONLY
| ||
4. |
SOURCE OF FUNDS
PF | ||
5. | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e): [_] | ||
6. |
CITIZENSHIP OR PLACE OF ORGANIZATION
China
| ||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
7. |
SOLE VOTING POWER
0
| |
8. |
SHARED VOTING POWER
300,000
| ||
9. |
SOLE DISPOSITIVE POWER
0 | ||
10. |
SHARED DISPOSITIVE POWER
300,000
| ||
11. |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
300,000 (1)
| ||
12. |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
T
| ||
13. |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.9% (2) | ||
14. |
TYPE OF REPORTING PERSON
IN
| ||
(1) The Reporting Persons could be deemed to be part of a “group” (as discussed in Item 2 of this Schedule 13D) with certain other beneficial owners of the Company’s Common Stock who collectively own 22,143,530 shares of Common Stock.
(2) Percentage calculated based on 33,736,313 Ordinary Shares outstanding as of February 25, 2014 as provided by the Company.
Page 19 of 28 |
INTRODUCTORY NOTE
This Amendment No. 1 amends and supplements the original statement on Schedule 13D (the “Schedule 13D”) filed with the Securities and Exchange Commission (the “SEC”) on December 4, 2013 jointly by Shuipan Lin (“Mr. Lin”), Shuili Chen ("Ms. Chen"), Tiancheng Int'l Investment Group Limited (“Tiancheng”), Victory Summit Investments Limited (“Victory Summit”), New Horizon Capital Partners III, Ltd. ("NH Capital III"), New Horizon Capital Partners, Ltd. ("NH Capital"), New Horizon Capital III, L.P. ("NH III"), New Horizon Capital, L.P. ("NH"), Windtech Holdings Limited ("Windtech"), Wisetech Holdings Limited ("Wisetech"), Jinlei Shi ("Mr. Shi"), RichWise International Investment Group Limited ("RichWise"), Weixin Zhuang ("Ms. Zhuang"), HK Haima Group Limited ("Haima"), Dongdong Ding (“Mr. Ding”), Zenghong Liu (“Mr. Liu”) and Eagle Rise Investments Limited (“Eagle Rise”, together with Mr. Lin, Ms. Chen, Tiancheng, Victory Summit, NH Capital III, NH Capital, NH III, NH, Windtech, Wisetech, Mr. Shi, Richwise, Ms. Zhuang, Haima, Mr. Ding and Mr. Liu, the “Reporting Persons”). Capitalized terms used but not defined in this Amendment No. 1 shall have the meanings assigned to such terms in the Schedule 13D.
ITEM 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION
Item 3 is hereby supplemented as follows:
Mr. Lin has entered into a loan note with each of Ms. Zhuang and Mr. Guomin Chen (“Mr. Chen”), dated as of February 25, 2014 (each a “Loan Note” and collectively “Loan Notes). Pursuant to the Loan Notes, each of Ms. Zhuang and Mr. Chen will extend a term loan of US$10 million bearing interest of 8.5% per annum to Mr. Lin (each a “Loan” and collectively the “Loans”). The term of each Loan is from February 25, 2014 to September 30, 2015. The principal and interest of each Loan shall be repaid in lump sum in cash by September 30, 2015. The Loans will be used by Mr. Lin to fund his equity commitment to purchase Parent securities pursuant to the Equity Commitment Letter. Copies of the Loan Notes are filed as Exhibits 7.07 and 7.08, respectively, and incorporated herein by reference in its entirety.
`ITEM 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT TO SECURITIES OF THE ISSUER.
Item 6 is hereby supplemented as follows:
The description of the Loan Notes under
Item 3 is incorporated herein by reference in its entirety.
ITEM 7. MATERIAL TO BE FILED AS EXHIBITS.
Exhibit 7.07 Loan Note, by and between Mr. Lin and Ms. Zhuang, dated February 25, 2014 (English Translation).
Exhibit 7.08 Loan Note, by and between Mr. Lin and Mr. Chen, dated February 25, 2014 (English Translation).
Page 20 of 28 |
SIGNATURE
After reasonable inquiry and to the best of its knowledge and belief, the undersigned certifies that the information set forth in this statement is true, complete and correct.
Dated: February 28, 2014
Shuipan Lin
By: /s/ Shuipan Lin
Name: Shuipan Lin
Shuli Chen
By: /s/ Shuli Chen
Name: Shuli Chen
Tiancheng Int'l Investment Group Limited
By: /s/ Shuli Chen
Name: Shuli Chen
Title: Director
Windtech Holdings Limited
By: /s/ Wong Kok Wai
Name: Wong Kok Wai
Title: Director
Wisetech Holdings Limited
By: /s/ Wong Kok Wai
Name: Wong Kok Wai
Title: Director
New Horizon Capital III, L.P.
By New Horizon Capital Partners III, Ltd., its general partner
By: /s/ Yu Jianming
Name: Yu Jianming
Title: Director
New Horizon Capital, L.P.
By New Horizon Capital Partners, Ltd., its general partner
By: /s/ Yu Jianming
Name: Yu Jianming
Title: Director
New Horizon Capital Partners III, Ltd.
By: /s/ Yu Jianming
Name: Yu Jianming
Title: Director
New Horizon Capital Partners, Ltd.
By: /s/ Yu Jianming
Name: Yu Jianming
Title: Director
Victory Summit Investments Limited
By: /s/ Yu Jianming
Name: Yu Jianming
Title: Director
Jinlei Shi
By: /s/ Jinlei Shi
Name: Jinlei Shi
RichWise International Investment Group Limited
By: /s/ Jinlei Shi
Name: Jinlei Shi
Title: Director
Weixin Zhuang
By: /s/ Weixin Zhuang
Name: Weixin Zhuang
HK Haima Group Limited
By: /s/ Weixin Zhuang
Name: Weixin Zhuang
Title: Director
Dongdong Ding
By: /s/ Dongdong Ding
Name: Dongdong Ding
Zenghong Liu
By: /s/ Zenghong Liu
Name: Zenghong Liu
Eagle Rise Investments Limited
By: /s/ Zenghong Liu
Name: Zenghong Liu
Title: Director
Exhibit 7.07
Loan Note
Party A (Borrower): | LIN Shuipan |
Party B (Lender): | ZHUANG Weixin |
1. | Party B agrees to lend to Party A US$10 million in cash, and has delivered the same amount to Party A within 20 days upon execution of this Loan Note. |
2. | Term of the Loan: From February 25, 2014 to September 30, 2015. |
3. | Loan Interest: 8.5% on annual basis, and the total amount of interest will be US$1,275,000. |
4. | Payment: The principal and interest of the Loan will be repaid in lump sum in cash by September 30, 2015. |
5. | Applicable Law: This Loan Note will be governed by and construed in accordance with the laws of the Hong Kong Special Administrative Region of the People’s Republic of China. |
6. | This Loan Note is in two originals with each Party hold one original. |
Party A: /s/LIN Shuipan
Party B: /s/ZHUANG Weixin
Date: February 25, 2014
Exhibit 7.08
Loan Note
Party A (Borrower): | LIN Shuipan |
Party B (Lender): | CHEN Guomin |
1. | Party B agrees to lend to Party A US$10 million in cash, and has delivered the same amount to Party A within 20 days upon execution of this Loan Note. |
2. | Term of the Loan: From February 25, 2014 to September 30, 2015. |
3. | Loan Interest: 8.5% on annual basis, and the total amount of interest will be US$1,275,000. |
4. | Payment: The principal and interest of the Loan will be repaid in lump sum in cash by September 30, 2015. |
5. | Applicable Law: This Loan Note will be governed by and construed in accordance with the laws of the Hong Kong Special Administrative Region of the People’s Republic of China. |
6. | This Loan Note is in two originals with each Party hold one original. |
Party A: /s/LIN Shuipan
Party B: /s/CHEN Guomin
Date: February 25, 2014